Regulatory Compliance Association Jobs near you

Regulatory Compliance AssociationJobs In

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Regulatory Compliance Specialist Columbia University  New York, NY
* Job Type: Officer of Administration* Regular/Temporary: Regular* Hours Per Week: 35* Salary Range: $70,000 - $80,000The salary of the finalist selected for this role will be set based on a variety o ... Read more

New York,NY

* Job Type: Officer of Administration* Regular/Temporary: Regular* Hours Per Week: 35* Salary Range: $70,000 - $80,000The salary of the finalist selected for this role will be set based on a variety o

Mgr, Regulatory Compliance Blue Cross and Blue Shield Association  Newark, NJ
Horizon BCBSNJ employees must live in New Jersey, New York, Pennsylvania, Connecticut or DelawareJob Summary:The Mgr, Regulatory Compliance is responsible for the daily oversight and management of com ... Read more

Newark,NJ

Horizon BCBSNJ employees must live in New Jersey, New York, Pennsylvania, Connecticut or DelawareJob Summary:The Mgr, Regulatory Compliance is responsible for the daily oversight and management of com

Senior Counsel, Regulatory & Compliance Via Transportation  New York, NY
Via is using technology to transform transportation around the world. From changing a single person's daily commute to reducing humanity's collective environmental footprint - we've got huge goals.As ... Read more

New York,NY

Via is using technology to transform transportation around the world. From changing a single person's daily commute to reducing humanity's collective environmental footprint - we've got huge goals.As

Compliance-New York- Administrative Assistant -Regulatory Compliance Goldman Sachs  New York, NY
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these throug ... Read more

New York,NY

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these throug

Compliance Associate NYU Rory Meyers College of Nursing  New York, NY
Position Summary The Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New Y ... Read more

New York,NY

Position Summary The Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New Y

Compliance Associate New York University  New York, NY
Position SummaryThe Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New Yo ... Read more

New York,NY

Position SummaryThe Compliance Associate will support the Office of Ethics and Compliance's ("OEC's") operations and activities, and manage the execution and timeline of projects to ensure that New Yo

Compliance Associate Third Bridge  New York, NY
Company DescriptionCompany OverviewThird Bridge was founded on the belief that human insights drive intelligent investment decisions.To make the right investment decisions, our clients require access ... Read more

New York,NY

Company DescriptionCompany OverviewThird Bridge was founded on the belief that human insights drive intelligent investment decisions.To make the right investment decisions, our clients require access

Compliance Associate Webull Financial  New York, NY
Webull Financial LLC is a FINRA registered broker dealer, we provide online investing platform for retail investors, products include global market data, news and trading in US equities and listed opt ... Read more

New York,NY

Webull Financial LLC is a FINRA registered broker dealer, we provide online investing platform for retail investors, products include global market data, news and trading in US equities and listed opt

Compliance Associate Silvercrest Asset Management Group  New York, NY
Status: Full-Time EmployeeLocation: Midtown ManhattanEducation: Bachelor's degree or higher in Finance, Economics, or Business preferredRequired Skills:See descriptionCompany OverviewSilvercrest Asset ... Read more

New York,NY

Status: Full-Time EmployeeLocation: Midtown ManhattanEducation: Bachelor's degree or higher in Finance, Economics, or Business preferredRequired Skills:See descriptionCompany OverviewSilvercrest Asset

Senior Compliance Manager - Credit Card Regulatory Oversight TD Bank  New York, NY
Work Location:Mount Laurel, New JerseyHours:40Pay Details:$110,760 - $178,880 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range ... Read more

New York,NY

Work Location:Mount Laurel, New JerseyHours:40Pay Details:$110,760 - $178,880 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range

CCO - Head of Regulatory & Corporate Compliance - New York Intesa Sanpaolo  New York, NY
Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and ... Read more

New York,NY

Intesa Sanpaolo is the banking group leader in Italy. Assisting more than 14,6 milion of retail customers through a network of 5360 branches, it significantly supports the development of Companies and

Associate Director, Regulatory Compliance Tandym Group  New York, NY
A financial services organization in Manhattan is actively seeking an experienced and diligent professional to join their staff as their new Associate Director of Regulatory Compliance. In this role, ... Read more

New York,NY

A financial services organization in Manhattan is actively seeking an experienced and diligent professional to join their staff as their new Associate Director of Regulatory Compliance. In this role,

Sr. Compliance Associate Calamos Asset Management, Inc.  New York, NY
Summary:The Senior Compliance Associate is responsible for assisting in the administration of the Compliance Program for each of the regulated Calamos entities. Included is testing of controls, review ... Read more

New York,NY

Summary:The Senior Compliance Associate is responsible for assisting in the administration of the Compliance Program for each of the regulated Calamos entities. Included is testing of controls, review

CUSO Regulatory Affairs - Associate Credit Agricole  New York, NY
Summary:The Regulatory Affairs team is responsible for coordinating and facilitating communications between the Bank and its various regulators on behalf of all US business operations and entities, as ... Read more

New York,NY

Summary:The Regulatory Affairs team is responsible for coordinating and facilitating communications between the Bank and its various regulators on behalf of all US business operations and entities, as

Compliance - Regulatory Strategy Lead - Vice President JPMorgan Chase  New York, NY
BBBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a resp ... Read more

New York,NY

BBBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a resp

Compliance Analyst (Global Marketing-US and International regulatory standards) Franklin Resources  New York, NY
At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset managem ... Read more

New York,NY

At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset managem

Associate Bursar for Compliance City University of New York  New York, NY
Associate Bursar for ComplianceJob ID27993LocationCentral OfficeFull/Part TimeFull-TimeRegular/TemporaryRegularAdd to My Favorite Jobs**POSITION DETAILS**The University Bursar, in the Office of Treasu ... Read more

New York,NY

Associate Bursar for ComplianceJob ID27993LocationCentral OfficeFull/Part TimeFull-TimeRegular/TemporaryRegularAdd to My Favorite Jobs**POSITION DETAILS**The University Bursar, in the Office of Treasu

Associate, Legal & Compliance Vista Equity Partners  New York, NY
Job SummaryVista Equity Partners ("Vista") is seeking to hire an Associate to support the management and continued build out of the compliance program for Vista's dedicated credit investment platform, ... Read more

New York,NY

Job SummaryVista Equity Partners ("Vista") is seeking to hire an Associate to support the management and continued build out of the compliance program for Vista's dedicated credit investment platform,

Regional Head of US Regulatory Compliance, Conduct and Legal Audit HSBC  New York, NY
Job descriptionOur purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportu ... Read more

New York,NY

Job descriptionOur purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportu

Compliance Senior Associate CAIS Group  New York, NY
CAIS is the pioneer in democratizing access to and education about alternative investments for independent financial advisors, empowering them to engage and transact with leading asset managers on a m ... Read more

New York,NY

CAIS is the pioneer in democratizing access to and education about alternative investments for independent financial advisors, empowering them to engage and transact with leading asset managers on a m

Regulatory Compliance Counsel Herms  New York, NY
Job DescriptionThe Team:The Legal team partners with every Herms department to support their business goals by providing legal advice, risk analysis, and liability management, through legal documentat ... Read more

New York,NY

Job DescriptionThe Team:The Legal team partners with every Herms department to support their business goals by providing legal advice, risk analysis, and liability management, through legal documentat

Senior Regulatory and Audit Compliance Specialist-Quality Audit Exp Required New York Blood Center  New York, NY
OverviewAt New York Blood Center Enterprises (NYBCe), one of the most comprehensive blood centers in the world, our focus is on cultivating excellence by merging cutting-edge innovation with diligent ... Read more

New York,NY

OverviewAt New York Blood Center Enterprises (NYBCe), one of the most comprehensive blood centers in the world, our focus is on cultivating excellence by merging cutting-edge innovation with diligent

Training and Compliance Associate Linde Plc.  Newark, NJ
Linde Gas Equipment Inc. is seeking a Training and Compliance Associate to join our team located in Morrisville PA. The Training and Compliance Associate is responsible for providing training, monito ... Read more

Newark,NJ

Linde Gas Equipment Inc. is seeking a Training and Compliance Associate to join our team located in Morrisville PA. The Training and Compliance Associate is responsible for providing training, monito

Senior Associate, Paralegal - Regulatory & International Cohen and Steers  New York, NY
Job Title: Senior Associate, Paralegal - Regulatory InternationalDepartment: Legal ComplianceReports To: Senior Vice President, Associate General Counsel, Head of Regulatory InternationalFLSA Code: ... Read more

New York,NY

Job Title: Senior Associate, Paralegal - Regulatory InternationalDepartment: Legal ComplianceReports To: Senior Vice President, Associate General Counsel, Head of Regulatory InternationalFLSA Code:

Associate Program Compliance Manager PUBLICIS GROUPE  New York, NY
Company DescriptionFrom helping to invent the affiliate industry, to performance marketing and what comes next, we've earned a reputation for maintaining the largest, most reliable partnership-based p ... Read more

New York,NY

Company DescriptionFrom helping to invent the affiliate industry, to performance marketing and what comes next, we've earned a reputation for maintaining the largest, most reliable partnership-based p

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